PwC's Managing upstream risk: Regulatory reform review - An asian perspective December 2013

HMRC HQA ICBC ICD IIF IDB IFSB IGA IMF IOSCO IRS IRDA ISDA ITS JFSA KRX KYC LCR LDP LFTR LIBOR LTR MAS MiFID II/ MiFIR MMF MOU NAV NFC NFFE NFSP NOFHC OECD OFT OTC OTF PBC PDPA PDPC PEPs PLC POS PRA QFI RBI RFMC RMB RWAs SEBI SEC SEHK SFC SFTs SGX SIDD TRC TRM UK UN US WFE WMS HM Revenue & Customs High Quality Assests Industrial and Co mmercial Bank of China Institute of Corporate Directors Institute of International Finance Inter-Dealer Broker Islamic Financial Services Board Inter-Governmental Agreements International Monetary Fund International Organization of Securities Commissions Internal Revenue Service Insurance Regulatory and Development Authority International Swaps and Derivatives Association Implementing Technical Standards Japan Financial Services Authority Korea Exchange Know Your Customer Liquidity Coverage Ratio Low-Default Portfolios Licensed Foreign Trade Repository London Interbank Offered Rate Licensed Trade Repository Monetary Authority of Singapore Markets in Financial Instrument Directive Money Market Funds Memorandum of Understanding Net Asset Value Non-Financial Company National Federation of Federal Employees Non-Financial specified person Non-Operative Financial Holding Company Organisation for Economic Co-operation and Development Office of Fair Trading Over-the-Counter Organised Trading Facility People’s Bank of China Personal Data Protection Act Personal Data Protection Commission Politically Exposed Persons Public Listed Company Point of Sale Prudential Regulatory Authority Qualified Foreign Investor Reserve Bank of India Regime for Fund Management Companies Renminbi Risk Weighted Assets Securities and Exchange Board of India Securities and Exchange Commission Hong Kong Exchanges and Clearing Limited Securities & Futures Commission of Hong Kong Securities Financing Transactions Singapore Stock Exchange Separately Identifiable Department or Division Tax Residency Certificate Technology Risk Management United Kingdom United Nations United States World Federation Exchange Wealth Management Services Glossary | Regulatory Reform Review 37

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