PBCBA BAR BULLETINS pbcba_bulletin_April 2019 | Page 33

Hot Topics in FINRA and Securities Litigation
Presented by the Securities CLE Committee of the Palm Beach County Bar Association
W EDNESDAY , M AY 8, 2019
11:30 AM - 1:30 PM
Palm Beach County Bar Office
1507 Belvedere Road, West Palm Beach, FL
Program agenda
11:30 AM - 11:45 AM Check in/Opening Remarks/ Lunch -
Evan H. Frederick, Esq., Morgan & Morgan Business Trial Group;
Securities CLE Committee Chairperson
11:45 AM - 12:35 PM Technology in FINRA: The Latest on the Portal, Awards Database & Other
Trends -
Manly Ray, Regional Director, FINRA
William Cassidy, Esq., Associate Regional Director, FINRA
12:40 PM - 1:05 PM The Uncollected FINRA Award Dilemma: Perspectives from Both Sides of the “v.”
Gregg Breitbart, Esq., Kaufman Dolowich Voluck LLP
Manly Ray, Regional Director, FINRA
Moderated by Debra A. Jenks, Jenks & Harvey, Committee Member
1:05 PM - 1:30 PM Ethical Considerations for Lawyers Handling Investment Fraud & Ponzi Scheme
Cases -
James D. Sallah, Esq., Sallah Astarita & Cox, LLC
Moderated by Matthew N. Thibaut, Haselkorn & Thibaut, Committee Member
_________________________________________________________________________________________
1.5 CLER; .5 Ethics; .5 Technology. Cost $ 75 members; $115 non-members. Those registering after May 1, add
$10 late fee. All refund requests must be made no later than 48 hours prior to the date of the seminar. Register
online at palmbeachbar.org or by mail (return this form with your check)
Name: ______________________________________ Email address: _______________________________
_____ I will not be able to attend the seminar, however I would like to order the audio. The cost is the same as listed
above, however please include $10 for shipping and handling. Allow one week for delivery. PBCBA, 1507
Belvedere Rd., W. Palm Beach, FL 33406. 5/8/19 Securities
PBCBA BAR BULLETIN
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