PBCBA BAR BULLETINS pbcba_bulletin_April 2019 | Page 22

PERSONAL INJURY C o r n e r Motion Back of Appointment of Personal Representative In Wrongful Death Case TED BABBITT In Lindor v. Florida East Coast Railway, LLC, 255 So. 3d 490 (Fla. 3rd DCA 2018) the Third District was faced with the question of whether a trial court’s order striking plaintiffs’ complaint and dismissing the complaint should be affirmed because of the failure of the plaintiffs to obtain an appropriate order from the probate court appointing them as personal representatives of the decedent’s estate or rather whether the subsequent appointment should relate back to the original filing. Plaintiffs’ decedent was allegedly struck and killed by a freight train operated by the defendant. A wrongful death action was brought only two days before the expiration of the statute of limitations on behalf of a minor daughter of the decedent. The complaint alleged that the plaintiffs had been properly appointed as personal representatives of the estate of the decedent but, in fact, that had not occurred at the time of the filing. Several years after the filing of the Complaint, defendants were apprised of the true state of affairs and moved to dismiss the complaint as a sham pleading claiming that the filing had been done with knowledge of the plaintiffs that they were not properly designated as co-personal representatives of the estate of the decedent. Plaintiffs petitioned the probate court for an order appointing them as personal representatives of the decedent’s estate and obtained an order prior to the trial court entering its order granting the defendant’s motion to strike the plaintiffs’ complaint and dismissing the action. Thus, the Third District was faced with the issue of whether the late designation of the plaintiffs’ as co-personal representatives could relate back to the original filing of the complaint or not. The Third District held that the order appointing plaintiffs as co- personal representatives did, in fact, relate back relying on the Supreme Court case of Griffin v. Workman , 73 So. 844 (Fla. 1954). In Griffin, supra, the father of the decedent minor child ironically filed a complaint two days before the expiration of the statute of limitations just as had been done in the Lindor case. Also, just as was true in the Lindor case, Griffin had not been appointed personal representative at the time of the filing of the complaint but obtained such an appointment prior to the trial court granting the defendant’s motion to dismiss based upon the failure of the plaintiffs to obtain proper appointment prior to filing the suit. The Supreme Court reversed holding that the late appointment of a personal representative related back to the date of the original filing of the complaint. At 331, the Supreme Court held that where a wrongful death action was instituted by a party “as administrator,” his subsequent appointment as such validated the proceeding on the theory of relation back. . . . [T]he institution of suit “was not a void performance, being an act done during the interim which was for the benefit of the estate. It could not be otherwise, for it was an attempt to enforce a claim which was the only asset of the estate. This rule is sustained by a large number of authorities, and * * * appears, also, to be just and equitable. [T]he proceeding was not a nullity. It was, on the other hand, a cause pending in which, but the liberal principles of our Code, the party plaintiff, though lame in one particular, might be allowed to cure that defect and proceed to a determination of the merits. Griffin concluded that the filing of an action for wrongful death by one who is purported to be (but has not yet been appointed) a personal representative is not a nullity. Rather, upon that individual being properly named as personal representative, his status (and therefore his capacity to sue) relates back to the date of the original filing of the complaint. In the Estate of Eisen v. Philip Morris, USA, Inc., 126 So. 3d 323 (Fla. 3rd DCA 2013) the Third District concluded that there were four principal factors to be considered in determining whether to permit an amendment to substitute a party plaintiff and whether such a substitution should relate back. Those factors included PBCBA BAR BULLETIN 22 [1)] [w]hether the timely-filed action gave the defendants fair notice of the legal claim and the underlying allegations; [2)] [w]hether there is an identity of interest between the original and substituted plaintiff; [3)] [w]hether the amendment caused any prejudice to the defendants; and [4)] [w]hether the amendment to substitute plaintiffs would create a “new” cause of action. Relying on these cases the Third District in Lindor, supra, determined that all of those factors favored substitution of the now properly designated personal representatives, relating their designation back to the filing of the original complaint and reversed the trial court and remanded the case for reinstatement of the action. Palm Beach County Bar Association presents How To Avoid Landmines While Wrapping Up Wrongful Death Cases as well as Minor Settlements Monday, May 20th, 2019 11:30 AM - 1:30 PM Palm Beach Bar Association Register Online Today! 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