Frontier, FEAS Newsletter, September 2017
with the presentation on the stock market in
Kazakhstan, presented by Mr. Valery Khegai,
Deputy Director of Information and statistics
department.
Financial organizations, participation in international
events, stock market products, listing structure and
requirements, attracting new issuers and investors,
developing foreign exchange market, etc.
The third day of the training started with the
presentation of Mr. Viktor Litvinov (Head of
Monitoring division), and Pavel Karnaukh (Leading
specialist in Monitoring division), which covered the
following issues:
The second part of the day started with the National
Bank’s presentation of regulations, strategic
directions, monetary policy and supervision, and
was concluded with a city tour, during which the
delegates visited the most famous and iconic places
of Almaty, including National Museum, Academy of
Science, city parks and Kok Tobe mountain.
The second day of the training was very informative
and covered various topics. It started with the
presentation of Ms. Zhanara Zhomartova, Deputy
Head of Risk management division, and covered the
following issues:
Exchange membership (categories,
requirements)
Remote membership (categories, requirements)
Monitoring of activities of the Exchange
members (disclosure requirements)
After the presentation of monitoring activities of the
Exchange members, Ms. Gulnara Baisenkul (Head
of Legal division), and Ms. Yeligay Zhazylbekova
(Specialist in Project management division) spoke
about the investor rights protection.
The third day was concluded with the presentation
of Ms. Elvira Sarsenbayeva (Deputy Head of
Issuers and investors relations division), on KASE’s
initiatives, and with another cognitive city tour.
Legal framework of the Risk management
system of KASE
The main objectives of the risk management
system
The main tasks of the risk management process
Types of Exchange risks
Investment activities of the Risk management
department
Business continuity management
Etc.
Ms. Zhomartova was followed by the following
speakers: Ms. Ainagul Iskakova (head of IR), Ms.
Galina Pak (deputy director of listing department),
and Mr. Bolat Sergazin (deputy head of project
management division). During their sessions were
covered other important topics, such as cooperation
with Exchanges Associations and International
The first part of the fourth day of the Onsite training
was dedicated to the topics such as trading system,
back office and post-trading, trade regulations,
trading methods, market surveillance, etc. The
speakers were Mr. Abzal Kushaev, (Head of Trade
systems development division), Ms. Nailya
Dashaeva (Head of Organization and trade
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