Five Star Award Winner

Denver Wealth Manager profile seen in

The Wall Street Journal the February 13 , 2017 issue

Value-Added Service , Beyond Managing Investments !

Asset One , LLC

• Personalized partnering with your advisor

• Comprehensive retirement , investment and tax strategy

• Independent , objective advice

Each award winner has 20-plus years of experience . Tom Baumler , CFP ® – Principal Erwin Buck , CFP ® – Principal Pam Dumonceau – Wealth Manager Nancy Rinker – Senior Portfolio Manager

Colorado Team 5655 South Yosemite Street Suite 450 Greenwood Village , CO 80111

Phone : [phone]

Louisiana Team 1120 North Causeway Boulevard , Suite 4 Mandeville , LA 70471

Phone : [phone]

FIVE-YEAR WINNER

Left to right : Five-year winner Tom Baumler , CFP ®, Principal ; Four-year winner Erwin Buck , CFP ®, Principal ; Five-year winner Pam Dumonceau , Principal ; Two-year winner Nancy Rinker , Senior Portfolio Manager ;

Securities offered through Girard Securities , Inc ., member FINRA / SIPC . Investment advisory services offered through Asset One , LLC ., a registered investment advisor not affiliated with Girard Securities , Inc .

Featured in “ Five Star Wealth Managers You Need to Know ”

The Five Star Wealth Manager award , administered by Crescendo Business Services , LLC ( dba Five Star Professional ), is based on 10 objective criteria . Eligibility criteria – required : 1 . Credentialed as a registered investment adviser or a registered investment adviser representative ; 2 . Active as a credentialed professional in the financial services industry for a minimum of 5 years ; 3 . Favorable regulatory and complaint history review ( As defined by Five Star Professional , the wealth manager has not : A . Been subject to a regulatory action that resulted in a license being suspended or revoked , or payment of a fine ; B . Had more than a total of three customer complaints filed against them [ settled or pending ] with any regulatory authority or Five Star Professional ’ s consumer complaint process . Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional ’ s consumer complaint process ; feedback may not be representative of any one client ’ s experience ; C . Individually contributed to a financial settlement of a customer complaint filed with a regulatory authority ; D . Filed for personal bankruptcy ; E . Been convicted of a felony ); 4 . Fulfilled their firm review based on internal standards ; 5 . Accepting new clients . Evaluation criteria – considered : 6 . One-year client retention rate ; 7 . Five-year client retention rate ; 8 . Non-institutional discretionary and / or non-discretionary client assets administered ; 9 . Number of client households served ; 10 . Education and professional designations . Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers . Award does not evaluate quality of services provided to clients . Once awarded , wealth managers may purchase additional profile ad space or promotional products . The Five Star award is not indicative of the wealth manager ’ s future performance . Wealth managers may or may not use discretion in their practice and therefore may not manage their client ’ s assets . The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication . Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success , nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star Professional in the future . For more information on the Five Star award

WEALTH MANAGER and the research / selection methodology , go to fivestarprofessional . com . 509 ( 33 percent of candidates ) were named 2016 Five Star Wealth Managers . © 2017 Five Star Professional | www . fivestarprofessional . com