Five Star Award Winner Larry Harvey 2017 - Page 3

W E A LT H M A N A G E R Larry A. Harvey Founder and CEO Come discover the diff erence for yourself. For over 30 years we have been helping families, individuals and business owners just like you build your fi nancial future with our unique fi nancial planning process. Once we understand your individual needs, we work to provide clear options that address every aspect of your fi nancial future. We provide clients with concierge quality advisory and fi nancial planning services customized for your needs and goals. Our approach is to optimize our clients’ diverse fi nances and life plans to provide a coordinated, effi cient and eff ective roadmap for fi nancial security. HFG Wealth Management is a fee-only, fi duciary, comprehensive wealth management fi rm. We invite you to take advantage of our complimentary, no obligation, second- opinion service to review your fi nancial plan. Learn more about HFG Wealth Management, Larry Harvey and the team, our capabilities and how we may serve and assist you and your family in managing your fi nancial life by visiting Our services include: Comprehensive financial planning Investment management Education planning Estate planning Risk management Charitable giving strategies Wealth transfer and protection 6 YEAR Retirement planning WINNER Six-year winner: Larry A. Harvey, Founder and CEO Experienced Advice … Now More Than Ever™ C O N TA C T FOLLOW The Woodlands 1790 Hughes Landing, Suite 350 The Woodlands,TX 77380 LinkedIn: HFG Wealth Management Twitter: @hfgwealth Facebook: @hfgwealth Port Arthur/Beaumont 3240 Central Mall Drive, Suite A Port Arthur, TX 77642 Phone: 832-585-0110 Wealth Manager Award Winner The Five Star Wealth Manager award, administered by Crescendo Business Services, LLC (dba Five Star Professional), is based on 10 objective criteria. Eligibility criteria – required: 1. Credentialed as a registered investment adviser or a registered investment adviser representative; 2. Actively licensed as a registered investment adviser or as a principal of a registered investment adviser firm for a minimum of 5 years; 3. Favorable regulatory and complaint history review (As defined by Five Star Professional, the wealth manager has not; A. Been subject to a regulatory action that resulted in a license being suspended or revoked, or payment of a fine; B. Had more than a total of three settled or pending complaints filed against them and/or a total of five settled, pending, dismissed or denied complaints with any regulatory authority or Five Star Professional’s consumer complaint process. Unfavorable feedback may have been discovered through a check of complaints registered with a regulatory authority or complaints registered through Five Star Professional’s consumer complaint process; feedback may not be representative of any one client’s experience; C. Individually contributed to a financial settlement of a customer complaint; D. Filed for personal bankruptcy within the past 11 years; E. Been terminated from a financial services firm within the past 11 years; F. Been convicted of a felony); 4. Fulfilled their firm review based on internal standards; 5. Accepting new clients. Evaluation criteria – considered: 6. One-year client retention rate; 7. Five-year client retention rate; 8. Non-institutional discretionary and/or non-discretionary client assets administered; 9. Number of client households served; 10. Education and professional designations. Wealth managers do not pay a fee to be considered or placed on the final list of Five Star Wealth Managers. Award does not evaluate quality of services provided to clients. Once awarded, wealth managers may purchase additional profile ad space or promotional products. The Five Star award is not indicative of the wealth manager’s future performance. Wealth managers may or may not use discretion in their practice and therefore may not manage their client’s assets. The inclusion of a wealth manager on the Five Star Wealth Manager list should not be construed as an endorsement of the wealth manager by Five Star Professional or this publication. Working with a Five Star Wealth Manager or any wealth manager is no guarantee as to future investment success, nor is there any guarantee that the selected wealth managers will be awarded this accomplishment by Five Star fessional in the future. For more information on the Five Star award and the research/selection methodology, go to 2,000 Houston-region wealth managers were considered for the award; 227 (11 percent of candidates) were named 2017 Five Star Wealth Managers. Award winner seen in + ©2017 Five Star Professional