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Question 12 Which of the following statements is CORRECT? 1) The New York Stock Exchange is an auction market with a physical location 2) Capital market transactions involve only the purchase and sale of equity securities, i.e., common stocks 3) If an investor sells shares of stock through a broker, then this would be a primary market transaction. 4) Consumer automobile loans are evidenced by legal documents called "promissory notes," and these individual notes are traded in the money market 5) Consumer automobile loans are evidenced by legal documents called "promissory notes," and these individual notes are traded in the money market Question 13 Which of the following statements is CORRECT?