ACC 544 EDU Start With a Dream /acc544edu.com ACC 544 EDU Start With a Dream /acc544edu.com

ACC 544 Quiz 1 FOR MORE CLASSES VISIT www.acc544edu.com ACC 544 Quiz 1 • Question 1 Imperial Corp. is offering $450,000 of its securities under Rule 504 of Regulation D of the Securities Act of 1933. Under Rule 504, Imperial is required to • Question 2 A $10,000,000 offering of corporate stock intended to be made pursuant to the provisions of Rule 506 of Regulation D of the Securities Act of 1933 would not be exempt under Rule 506 if • Question 3 Under Section 12 of the Securities Exchange Act of 1934, in addition to companies whose securities are traded on a national exchange, what class of companies is subject to the SEC’s continuous disclosure system? • Question 4 Tweed Manufacturing, Inc. plans to issue $10 million of common stock to the public in interstate commerce after its registration statement with the SEC becomes effective. What, if anything, must Tweed do in respect to those states in which the securities are to be sold? • Question 5 Acme Corp. intends to make a public offering in several states of 250,000 shares of its common stock. Under the Securities Act of 1933, • Question 6 Which of the following statements is correct with respect to the Securities Exchange Act of 1934? • Question 7 Under the Securities Act of 1933, an accountant may be held liable for any materially false or misleading financial statements, including an omission of a material fact therefrom, provided the purchaser